OTCBB

There are no financial requirements and there is no minimum bid price requirement.

Audited Financials - All domestic public companies must be registered with the Public Company Accounting Oversight Board ("PCAOB"), an agency created by the Securities and Exchange Commission. As provided in Section 102 of the Sarbanes-Oxley Act, it is unlawful for an auditor of a public company to issue an audit opinion if they are not registered with PCAOB.

Eligibility - The security must eligible for quotation by a market maker on the OTCBB, the security must be registered with the Securities and Exchange Commission ("SEC"). This is done by filing and S-1 or a Form 10, registering sale of stock that has already taken place done in a Private Placement Memorandum ("PPM").

Pink sheets

There are no financial requirements and there is no minimum bid price requirement.

The financial statements should be prepared in accordance with U.S. GAAP format or, for foreign issuers, in accordance with their home country's accounting standards.

NASDAQ

NASDAQ Listing Requirements 

 

Disclaimer

Neither Emerging Markets Consulting or Rainmaker Group Consulting, LLC are registered investment advisors or registered securities broker dealers nor do they act in the capacity of an investment adviser or broker dealer in any way. No information contained within this website or Information distributed to the investment community  should be construed as investment advice or as a solicitation to offer, purchase or sell  securities.

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